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This
article was written by Dr. Douglas Richie, DPM for Podiatry
Management Magazine. It was featured in the August, 2002
Issue. www.PodiatryM.com
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INTRODUCTION
Few conditions
affecting human foot have stimulated more interest and controversy
among health care professionals than plantar heel pain syndrome.
Over the past decade, new surgical approaches have been popularized
which have fuelled considerable debate and critical analysis about
the validity and success of all interventions for treatment of
plantar heel pain—both operative and non-operative.
Among all
disciplines is near universal agreement that the vast majority of
patients with plantar heel pain will be successfully treated with
non-operative strategies. However, there is no uniform agreement
both within or between these disciplines as to which conservative
interventions are most appropriate in achieving a successful outcome
in treating plantar heel pain.
As managed care
economics affected the medical profession during the 1990’s, health
care providers were pressured to develop evidence based outcomes
research to justify the costs and benefits of prevailing clinical
treatment strategies. Standards for quality outcomes research have
evolved for most health care disciplines, including podiatric
medicine. However, scrutiny of published research reporting
outcomes of treatment of plantar heel pain in the podiatric and
orthopaedic literature reveals numerous shortcomings in terms of
valid design, methodology, and interpretation of results.
The purpose of
this article is to 1) Evaluate prevailing theories about the
pathomechanics of plantar heel pain, 2) Present controversies that
currently exist regarding etiology and treatment and, 3) Review
outcomes reports of non-operative interventions used to treat large
groups of patients with plantar heel pain syndrome. |
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PATHOMECHANICS
In 1972
Snook and Chrisman, in reviewing the prevailing literature
relevant to plantar heel pain stated “It is reasonably certain
that a condition which has so many theories about etiology and
treatment does not have valid proof of any one cause.”
Sadly, thirty years later, this statement is still true.
Patients
presenting with pain in and around the plantar tubercules of
the calcaneus have been theorized to have a wide array of
possible injuries to various structures in and around the
plantar heel area. These conditions include plantar fasciitis,
calcaneal periostitis, enthesopathy, calcaneal stress
fracture, calcaneal spur, nerve entrapment, fat pad atrophy
and subcalcaneal bursitis. Systemic inflammatory conditions
are known to cause plantar heel pain, most notably the
seronegative spondyloarthropaties. This article will focus on
all non-systemic etiologies. A summary of prevailing causes
of plantar heel pain is presented in Table 1.
The four
most popular theories of the pathomechanics of plantar heel
pain include plantar fascial strain, heel impact shock, and
nerve entrapment. The most compelling evidence supporting any
of these theories is found in the category of plantar
fascial overload and strain. Before discussing this area, the
other two proposed mechanisms will be reviewed.
NERVE
ENTRAPMENT THEORIES
The nerve entrapment theory of plantar heel pain has been
popularized by Don Baxter M.D. who has co-authored several
papers dealing with the anatomy, diagnosis and treatment of
heel pain attributed to an entrapment of the first branch of
the lateral plantar nerve. This nerve has been thus named
“Baxter’s Nerve” even though it was first described as a cause
of plantar heel pain by Tanz in 1963, and later by Przylucki
and Jones in 1981—ten years before Baxters first paper on the
subject.
The first
branch of the lateral plantar nerve (nerve to the abductor
digiti quinti brevis) is thought to lie in the direct vicinity
of the area where most patients complain of plantar heel
pain. Contrary to original anatomic descriptions, Baxter
showed in a cadaver series, that the first brach of the
lateral plantar nerve is more proximal, and penetrates thru a
tight myo-fascial septurm separating the abductor hallucis
muscle from the quadratus plantae muscle, then courses
plantarly, just anterior to the medial calcaneal turbercle.
An entrapment is thought to occur at this fascial septum, or
just under the calcaneal margin. How such an entrapment
occurs, however, has not been proposed by any author.
Surgical release of the entrapment along with neurolysis of
the first branch of the lateral plantar nerve has shown
success in 89% of patients with recalcitrant plantar heel
pain. |
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Other nerve
entrapment theories of plantar heel pain include involvement
of the medial calcaneal nerve as well a tarsal tunnel nerve
entrapment (Jolly). Jolly demonstrated a 95% success with
surgical decompression of the tarsal tunnel in his series of
51 patients. However, the pathomechanics of this entrapment
as well as predisposing factors were not discussed by the
author.
Heel impact
shock is commonly quoted as a causative factor in the
development of plantar heel pain syndrome. Further scrutiny
of these reports shows no valid objective data to justify such
a conclusion. Certainly, a group of patients have been
identified with plantar fat pad atrophy who are subject to
periostitis and bursitis due to lack of intrinsic cushioning.
However this anatomic characteristic is not found amongst the
majority of patients treated for plantar heel pain in this
country.
The
calcaneal stress fracture theory is primarily based upon a
traction force applied to the calcaneus by the plantar fascia,
rather than an impact shock mechanism. Calcaneal stress
fractures have been reported in high mileage runners who are
subject to repetitive impact, heel cord and plantar fascial
loads. These patients make up a small percentage of patients
treated for plantar heel pain syndrome in this country.
Later,
the use of cushioning modalities will be discussed in the
treatment of heel pain syndrome. The results of cushioning
strategies are, for the most part, only marginally effective,
which indirectly invalidates impact shock as a primary
etiology of plantar heel pain syndrome. |
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PLANTAR
FASCIAL STRAIN
The most widely accepted theory of the etiology of plantar
heel pain syndrome is plantar fascial strain. Biopsies of
plantar fascia samples taken from patients with chronic heel
pain have consistently demonstrated histologic findings
compatible with mechanical tear and inflammatory response.
The location of this mechanical injury is most often at the
plantar-medial margin of the calcaneus.
A widely
accepted consequence of chronic plantar fascial strain is the
development of a plantar-calcaneal spur. In fact, many
clinicians commonly label all patients with plantar heel pain
as having “heel spur syndrome”. |
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MYTHS ABOUT
HEEL SPURS
In a series of elegant anatomic studies using micro cryomicrotomy,
McCarthy clearly showed that the common plantar calcaneal spur is
not invested by the plantar fascia. Rather, the spur is invested
by the abductor hallucis and flexor digitorum brevis muscle origins
and is clearly found superior to the origin of the plantar
aponeurosis. In light of these findings, the direct link between
plantar fascial overload and the formation of calcaneal spurs must
be questioned.
In 1963, Rubin
showed that only 10% of patients with radiographic evidence of heel
spurs were actually symptomatic. Since then, many authors have
demonstrated that the majority of plantar heel spurs found on foot
x-rays are asymptomatic.
Thus the
role of a heel spur in the pathomechanics of plantar heel pain
syndrome is still poorly understood. Yet, clinicians commonly use
the term heel –spur syndrome and many treatment strategies employ
methods to theoretically off-load a plantar calcaneal spur. |
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THEORIES OF PLANTAR FASCIA OVERLOAD |
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Plantar fascia
strain has been speculated to result from every imaginable foot type
and biomechanical etiology. Both the podiatric and orthopaedic
literature are replete with unsubstantiated explanations of plantar
fascial strain resulting from cavus foot types, flat foot types,
pronated feet and supinated feet. In almost every case, these
pathologies have been speculated to cause a lowering of the medial
arch of the foot, resulting in fascial strain.
A valid, and
well substantiated arch lowering force on the human foot is a tight
heel cord (Ref). Tightening of the heel cord in cadaver models not
only lowers the arch, it causes significant rotational movements of
the forefoot upon the rearfoot including midtarsal joint pronation
and dorsiflexion and inversion of the first ray segment. (Ref)
Interestingly,
the presence of a tight heel cord has not been consistently found
in groups of patients with plantar heel pain syndrome. In her
study of 91 patients with heel pain, Barbara Warren found that the
heel cord was actually tighter in a control group than in a group
of patients with plantar heel pain. Conversely, Kibler found that
the heel cord was tighter on the symptomatic side of patients with
heel pain, but could not rule out a cause vs. effect relationship.
Amis found that 75% of his patients with heel pain had a tight heel
cord. However, there is no universal agreement as to the "normal"
range of ankle joint dorsiflexion necessary for humans, so studies
of tight heel cords are open to considerable subjective
interpretations. The essential factor in evaluating this possible
link between a tight heel cord and plantar heel pain is the role of
calf and Achilles stretching in non-operative treatment programs.
Indeed, although stretching is integral in most recommended
treatments, the success of such and intervention is questionable.
This will be discussed later in this article.
The plantar
fascia is the most important arch-supporting mechanism of the human
foot. In his study of cadaver models subjected to axial load,
Thornardsen found that the plantar fascia had a two fold greater
contribution to arch stability than the posterior tibial tendon. In
his series on the role of the plantar fascia and arch support,
Sharkey found a significant elongation and deformation of the arch
with complete fasciotomy.
The arch of
the human foot has been described as both a beam and a truss.
Recent experimental evidence has validated the truss mechanism as
the primary explanation of stability. A beam relies on the
interlocking relationship of the building blocks (bones) and the
soft tissue connections on the concave surface (ligaments). The
truss is described as two struts connected by a tie rod (plantar
fascia). Cadaveric studies have shown that, without intact
ligaments, the bone architecture of the human foot is incapable of
maintaining an arch configuration when axial load is applied. When
the entire central band of the plantar fascia is severed, the human
arch integrity is severely compromised, with documented shift of
alignment of the tarsal bones in all three cardinal body planes. In
addition, Sharkey showed, in cadaver models void of an intact
central plantar fascia, that greater loads were transmitted to the
central metatarsals, due to loss of stability of the proximal
phanlanx. Bending and strain of the metatarsals can possibly lead
to stress fractures in patients who have undergone complete plantar
fasciotomy.
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In static,
resting stance, the muscles of the leg and foot are inactive.
Maintanance of arch integrity is entirely dependent on the osseous
locking of the tarsus and the truss mechanism of the plantar
fascia. Without the aid of the extrinsics to maintain the arch,
static stance may be the most stressful situation for the plantar
fascia.
Anecdotally,
clinicians have reported the most difficult challenges in managing
plantar fasciitis in patients engaged in prolonged standing
activities. Comparisons between the dynamic foot condition and the
resting, static foot position offer interesting challenges for
treatment options for off-loading the plantar fascia.
Recent insight
into the effects of off-loading the plantar fascia in a static foot
model were offered in a series of studies conducted by Kogler et
al. In nine cadaver specimens, axially loaded, six degree medial
wedges placed under the forefoot caused an increased strain in the
plantar fascia while six degree lateral wedges caused a significant
decreased strain. Rearfoot wedges, both medial and lateral, had no
significant effect on plantar fascial strain.
In another
study published by Kogler, the effect of heel elevation on plantar
fascia strain was determined. Simple blocks of 2,4 and 6 cm
thickness were placed under the heel of 12 cadaver specimens and
plantar fascia strain was measured and compared to the heel flat
condition. Surprisingly, there was no evidence of any reduced
fascial strain with heel elevation. However, when the heel was
elevated with shank contour platforms (simulating the effect of
footwear with elevated heels) there was a significant decrease in
strain of the plantar fascia with increased elevation of the
platform.
The results of
Kogler’s research validates the experience of many patients who
obtain relief of plantar heel pain syndrome by wearing shoes with
elevated heels. The mechanical off-loading of the plantar fascia
cannot, however, be explained by heel elevation alone. In fact,
with a true truss mechanism, elevating the proximal strut (calcaneus)
can be expected to actually increase strain in the tie rod (plantar
fascia). The reduction in plantar fascia strain occurring with
contoured shank platforms, according to Kogler, may be the result of
lateral arch elevation which secondarily raises the medial arch and
thus decreases strain on the medial fascial structures.
The problem
with most of the cadaver studies on plantar fascia biomechanics is
the fact that the investigators did not evaluate or report on the
foot-type of the specimens. The presence of a forefoot varus or
valgus could have significant effect on the response to medial and
lateral wedging of the forefoot, as well as the lateral arch raising
effect of a shank contoured elevation platform.
Another
issue to consider is the phase in the gait cycle that is simulated
in cadaver studies of lower extremity function. Kogler, Thornardsen
and Kitaoka all evaluated their cadaver specimens in a foot-flat,
static stance position. Sharkey evaluated plantar fascia mechanics
in terminal stance (propulsive phase) when maximal strain on the
plantar fascia is thought to occur. This assumption is somewhat
debatable. Although ground reaction forces peak at heel rise and
extrinsic muscle activity also reaches maximal tension, the windlass
mechanism allows transmission of tension into kinetic movement of
pedal and leg skeletal segments. Therefore, energy or strain in
the plantar fascia is transferred to other parts of the foot during
terminal stance. Without a functioning windlass, occurring with
hallux limitus or during static stance, strain develops in the
plantar fascia and cannot be dissipated or transferred into joint
movement. |
UTILIZING OFF-LOADING PRINCIPLES
Podiatric
physicians have long employed biomechanical principles in the
treatment of patients with plantar heel pain. However, there is no
consensus in the podiatric literature in terms of a uniform
treatment approach utilizing functional foot orthoses and proper
footwear prescription.
Many
practitioners seek to control pronation of the subtalar joint thru
the use of medially posted foot orthoses both in the rearfoot and
forefoot. As Kogler’s work has shown, and from a simple
understanding of the truss mechanism of the plantar fascia, the
application of a medial post under the forefoot will actually
increase strain in the plantar fascia for most foot types. One
possible exception is the true forefoot varus, which is un-common,
and in the author’s experience, is rarely associated with plantar
heel pain syndrome. |
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Insight
into the prevalence of plantar heel pain in certain foot types
was provided by Scherer and the Biomechanics Graduate Research
Group at the California College of Podiatric Medicine. In a
prospective study of 88 patients with 133 painful heels, 115
had a structural deformity that would result in a
compensation with supination of the forefoot on the rearfoot,
presumably thru a longitudinal axis of rotation. Of these,
63 had a forefoot valgus, 20 had a plantarflexed first ray,
and 32 had an everted heel in stance. |
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All three
groups therefore, would have a compensation mechanism which would
invert (supinate) the forefoot on the rearfoot. Scherer and
co-workers theorized that this movement would increase strain on the
medial portion of the central band of the plantar fascia. Indeed,
the later work of Kogler, using lateral wedges to reduce forefoot
inversion, validated Scherer’s theory of foot mechanics and plantar
fascia strain. |
Many
practitioners simply rely on over the counter arch supports or on
custom foot orthoses designed primarily for arch support as a remedy
for plantar heel pain syndrome.
The notion that support of the medial longitudinal arch will
decrease strain on the medial portion of the central band of the
plantar fascia has not yet been substantiated. Although it has been
well proven that the plantar fascia is the most important soft
tissue support mechanism of the human arch, artificially supporting
the arch does not necessarily reduce strain in the fascia. |
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In his series
of cadaver studies of plantar fascial strain, Kogler used five
different types of custom and non-custom foot orthoses to determine
effects on plantar fascial strain in seven cadaveric lower limbs.
These test orthoses included: a prefabricated stock arch insole, a
custom “soft” accommodative design orthosis composed of viscoelastic
material, a “semi-rigid” accommodative design orthosis composed of
co-polymer, a “rigid” custom orthosis with a Root Functional design,
and a UCBL design rigid orthosis. The pre-fabricated device and the
Root rigid device actually increased strain in the plantar fascia
while the other three custom devices decreased strain compared to
the barefoot condition. The devices that most effectively reduced
strain were those with higher apical arch height and increased slope
of arch shape in the central region of the medial arch. Although
all five devices could be considered arch supports, the shape of the
device and the conformity to certain key areas of the medial arch
appeared critical in determining effectiveness to offload the
plantar fascia. Thus, non-conforming arch supports have the
potential to actually increase strain in the plantar fascia. |
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EVALUATING TREATMENT OUTCOME REPORTS
A total of 10
published papers reporting outcomes of various treatments of
plantar heel pain will be reviewed. These papers have all been
published within the past decade and combine similar modalities
commonly employed in this country for treatment of plantar heel
pain. Although the treatment strategies are similar the results and
conclusions vary significantly amongst the investigators.
Wolgin
surveyed 100 patients who were treated with a variety of common
non-operative interventions for plantar heel pain syndrome. Average
time for follow up survey was 47 months. Good results were obtained
in 82 out of 100 patients, 14 achieved fair results and 3 had poor
results. The patients rated Achilles stretching as the most
effective treatment followed by rest and NSAIDS, both of which were
higher rated than “custom inserts.” Patients who did poorly were
overweight, had bilateral symptoms and had symptoms for a prolonged
period of time (more than 10 months) before seeking medical
attention. |
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Tisdel and
Harper utilized a short leg walking cast on 32 patients who had
failed 12 months of non-operative treatment for plantar heel pain.
After six weeks of cast immobilization, the patients were then
followed and interviewed at an average of 15 months post treatment.
Despite the fact that good results were obtained in only 25% of the
patients and over 40% of the patients were dissatisfied, the authors
concluded that “Casting appears to be a reasonable option for
patients with recalcitrant heel pain and should be offered before
surgical intervention.”
Mizel utilized
a shoe modification with steel shank and anterior rocker for
patients who had failed a 10 month course of previous treatment
for plantar heel pain syndrome. After 16 months of this treatment,
59% of the patients reported symptoms resolved, 18% were improved,
15% reported no change, and 7% were worse. After two years of
treatment, with 59% of the patients resolved, the authors concluded
that “The method is effective for treatment of plantar fasciitis.”
Davis,
Severud and Baxter reported on the results of non operative
treatment of 105 patients with heel pain syndrome. A
self-administered patient questionnaire was completed an average of
29 months after initiating treatment. Treatment included Rest,
NSAID, viscoelastic heel pad, Achilles stretch, occasional steroid
injection, and custom foot orthosis “when warranted.” In rating
their level of pain resolution, 58% of the patients reported good
results, 31% fair, and 10% poor with an average time to resolution
of 5.1 months. Somehow, the authors concluded that “The treatment
protocol used in this study was successful for 89.5% of the
patients.” |
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Powell
and co-workers used a Plantar Fascia Night Splint (PFNS) on 37
patients who had 6 months of heel pain symptoms. The splint
was used for 30 days, and the patients followed up at six
months with physician interview. A survey revealed that 59%
of the patients were satisfied, 13% satisfied with
reservation, and 10% dissatisfied. Despite the fact that 18%
of the patients could not tolerate the splint, and that only
59% of the patients were satisfied, the authors conclusion was
“We believe dorsiflexion splints provide relief from the
symptoms of recalcitrant plantar fasciitis in the majority of
patients.”
A more
impressive result with night splinting was reported by Bell
et al who used a custom fabricated tension plantar fascia
night splint on 32 patients and used a controlled,
cross-over study design to compare splinting to NSAID, heel
stretch and viscoelastic heel cushions. All 16 out of 16
patients using the night splint were healed after 12 weeks,
while only 6 of 17 patients were healed in the control
group. In the cross-over group, 8 of 17 were healed once
night splinting was utilized.
Martin
studied results of treatment of 157 patients with an average
of 12 months of heel pain prior to seeking care. Treatment
consisted of stretching, NSAID, night splint, and either a
heel cup or a foot orthosis. Results were good in only 51%
of the patients, 88% of whom had had symptoms for 12 months
or less. Fair results were obtained in 38% of the patients,
while 14% reported poor results. In evaluating patient
compliance with treatment, only 22% were compliant with
stretching, 57% with heel cup/orthosis, 58% with NSAID, and
70% with night splint. The authors concluded that early,
aggressive non-surgical treatment within 12 months of onset of
symptoms offers the best chance of a favorable outcome.
Gill and
Kiebzak reported less effective outcomes of non-operative
interventions described in the previous reports. In a large
patient population (246 female and 165 male) a treatment
ratings survey showed that most interventions showed
disappointing results. In terms of effectiveness, cast
immobilization led to improvement in 65% of patients,
steroid injection improved 45%, NSAID 25%, and heel pad 27%.
However, the overall improvement with any treatment was rated
poor or mild. The authors concluded that “The ineffectiveness
of non surgical treatments noted in this study is at variance
with most published clinical studies.” Furthermore, these
authors stated that “Physicians may be inappropriately
attributing many of their success to their treatments, when
,in fact, these treatments make very little difference in the
actual outcome." |
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An interesting
classification of non-operative treatments for plantar heel pain is
provided by Lynch and co-workers. In their randomized,
prospective study of 103 subjects, three types of conservative
therapy were utilized: Anti-inflammatory (dexamethasone
injection), Accommodative (viscoelastic heel cup), and Mechanical
(low-dye strapping and custom foot orthosis). After 12 weeks of
treatment, good to excellent results were obtained in 70% of the
patients in the mechanical group, 33% in the anti-inflammatory group
and 30% in the accommodative group.
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This same
significant favorable outcome with a mechanical approach to
off-loading the plantar fascia was obtained by Scherer and
co-workers. In their prospective study of 73 patients, a subgroup
receiving low-dye strapping and custom functional foot orthoses only
obtained Good results in 81% of the patients, fair results in 15%,
and poor results in 4%.
There are
numerous difficulties in evaluating all of these outcome studies
and drawing meaningful conclusions. Clearly, there were differences
in assessment of success depending on whether the results were
determined by confidential patient interview or obtained by
interview from the treating practitioner. It is well known that
patients will report a more favorable outcome to the treating
doctor versus a more realistic assessment in a confidential survey,
conducted by a neutral party.
Of interest is
the disparity between a patient assessment of successful treatment
outcome (Good, Fair, Poor) versus overall pain relief. In many
studies, a majority of patients reported a good outcome, yet still
had significant pain. As Martin states, in evaluating patients
who have been treated for long term heel pain, “Because of the
chronic nature of the patient’s symptoms, their expectations for
complete relief may have been low.” Thus, many patients who present
for treatment of plantar heel pain have already had their pain for
an extended period and have formed opinions that their pain will
never be totally cured.
Among almost
all of these studies, was near universal agreement that the longer
the patient had experienced pain prior to treatment, the less
likely would a successful treatment outcome occur. In general,
those patients having pain for more than 12 months prior to
treatment were most resistant to non-operative interventions.
In this regard,
there appears a disparity among clinicians as to the amount of
time necessary to expect significant pain relief with non-operative
care. Several authors concluded that certain treatments were
effective, even though the time of treatment needed to achieve
measurable success exceeded two years. One has to question the
overall efficacy of such interventions if, during the two years of
treatment, the patient lost significant time from work or
discontinued a potentially beneficial cardiovascular exercise
program.
In the final
analysis, the treatment strategy that yielded the best results in
the shortest period of time was the combination of low-dye strapping
and prompt institution of custom functional foot orthotic therapy.
Both Scherer and Lynch, utilizing these strategies, achieved better
results that the other groups in less than one-fourth the period of
time. |
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CONCLUSIONS
Plantar heel
pain syndrome continues to stimulate controversy regarding
pathomechanics and treatment. Patients developing heel pain can
expect to be offered a divergent approach, depending on the
specialty they seek treatment from. Even within certain
specialties, there is considerable variation of opinion regarding
the pathomechanics and treatment of plantar heel pain syndrome.
Recent
cadaveric studies have shed light on the role of the plantar fascia
in supporting the arch as well as the effects of certain strategies
to decrease strain in this structure. Some widely accepted notions
about forefoot wedging and heel elevation have now been disputed.
Relating the results of laboratory research to a practical clinical
setting and to a variety of foot types remains a challenge to
today’s podiatric physician.
Non-operative
treatment strategies for plantar heel pain have been evaluated in
outcomes studies by a number of investigators. The results of these
studies are contradictory, and conclusions must be made cautiously.
The reasons for such skepticism are the following:
1.
True outcomes research has yet to be conducted in this area,
following accepted methodology and utilizing appropriate measurement
techniques.
2.
Assessment of a successful outcome of treatment will vary
significantly depending on whether the patient versus the clinician
provides the final analysis.
3.
Patients with plantar heel pain have poor expectations for
total, permanent pain relief when they present for treatment.
4.
Clinicians can use treatments that require up to 24 months
to achieve success, yet conclude such treatments are effective.
5.
The longer a patient has symptoms prior to treatment, the
less likely any non-operative treatment is going to be successful.
Although
comparisons between studies are difficult to make, some findings
appear worth noting. Specifically, those groups of patients with
plantar heel pain, treated promptly with low-dye taping and custom
functional foot orthosis therapy, had the most favorable outcome of
treatment.
Until
further insight into the pathomechanics of plantar heel pain is
attained, there will continue to be controversy----and significant
numbers of patients suffering from this disorder.
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